Securities Fraud Lawyer Blog
Former Securities America Broker Jeremy Kisner Conduct Subject of NV Secretary of State Action
The securities attorneys at The Law Office of David Liebrader have opened an investigation into the sales activity of Jeremy Kisner, a Phoenix based investment advisor formerly affiliated with Securities America, and formerly doing business out of an unlicensed branch office in Las Vegas. Kisner has been the subject of at least one customer complaint that went to arbitration, resulting in an award to the customer.
The administrative action that gives rise to this investigation is the NV Secretary of State (Securities Division) administrative order dated March 5, 2018: In the matter of Securities America, Inc.” In its findings of fact, the Securities Division found that Jeremy Kisner, while licensed with Securities America did business out of an unlicensed branch office on Hillwood Drive in Las Vegas. According to the finding of fact in the order, the same location housed four businesses: American Dream U, Nevada Benefits (Surevest Capital and Financial Services and Investment corporation. Mr. Kisner has been affiliated with Surevest Wealth Management since 2009, and was the subject of a separate Nevada Secretary of State regulatory action in 2009 regarding Surevest.