Rhonda Matthews barred by FINRA
Rhonda Matthews , a registered representative from Wimberley, Texas a registered representative formerly with Prospera Financial Services and wells Fargo Advisors was suspended from FINRA membership for violations of Rule 9552
Justin Krutsinger suspended by FINRA
Justin Krutsinger , a registered representative from Westminster, Colorado a registered representative formerly with PFS Investments was suspended from FINRA membership for violations of Rule 9552
Bryon Glime suspended by FINRA
Bryon Glime , a registered representative from Federalsburg, Maryland a registered representative formerly with Capital Investment Group was suspended from FINRA membership for violations of Rule 9552
Dean Friedman barred by FINRA
Dean Friedman , a registered representative from Roslyn estates, NY a registered representative formerly with Syndicated Capital was suspended from FINRA membership for violations of Rule 9552.
Perry DeLeeuw barred by FINRA
Perry DeLeeuw, a registered representative from Jacksonville, Texas a registered representative formerly with PFS Investments of Duluth, Georgia was suspended from FINRA membership for violations of Rule 9552
Fontaine Boutwell suspended by FINRA
Fontaine Boutwell, a registered representative from Jacksonville, Florida a registered representative formerly with Allstate Financial Services also of Jacksonville was suspended from FINRA membership for violations of Rule 9552
Juan Alejos suspended by FINRA
Juan Alejos, a registered representative from Elmsford, NY a registered representative formerly with Spartan Capital Securities of New York, NY was suspended from FINRA membership for violations of Rule 9552
Kim Padgett barred by FINRA
Kim Padgett, a registered representative from Belton, Missouri formerly with GWN Securities of Palm Beach Gardens, FL was barred from FINRA membership for violations of Rule 9552
Donald Lyons barred by FINRA
Donald Lyons, a registered representative from Banning, CA formerly with Nativeone Institutional Trading of Leonardo, NJ was barred from FINRA membership for violations of Rule 9552
Elias Katsis barred by FINRA
Elias Katsis, a registered representative from Rocky Point, NY formerly with Brookville Capital and Legend Securities was suspended from FINRA membership for violations of Rule 9552
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