Georgia Securities Laws
The Georgia securities laws serve two primary purposes; to regulate the raising of capital in the state, and to provide protections for investors.
The Georgia securities laws can be accessed here.
Delaware Securities Laws
The Delaware securities laws serve two primary purposes; to regulate the raising of capital in the state, and to provide protections for investors.
The Delaware securities laws can be accessed here.
Connecticut Securities Laws
The Connecticut securities laws serve two primary purposes; to regulate the raising of capital in the state, and to provide protections for investors.
The Connecticut securities laws can be accessed here.
Colorado Securities Laws
The Colorado securities laws serve two primary purposes; to regulate the raising of capital in the state, and to provide protections for investors.
The Colorado securities laws can be accessed here.
Arkansas Securities Laws
The Arkansas securities laws serve two primary purposes; to regulate the raising of capital in the state, and to provide protections for investors.
The Arkansas securities laws can be accessed here.
Arizona Securities Laws
The Arizona securities laws serve two primary purposes; to regulate the raising of capital in the state, and to provide protections for investors.
The Arizona securities laws can be accessed here.
Alaska Securities Laws
The Alaska securities laws serve two primary purposes; to regulate the raising of capital in the state, and to provide protections for investors.
The Alaska securities laws can be accessed here.
Alabama Securities Laws
The Alabama securities laws serve two primary functions; to regulate the raising of capital in the state, and to provide protections for investors.
The Alabama securities laws can be accessed here.
Lance Shaw barred by FINRA.
Lance Shaw, a registered representative from Haverford, PA formerly with LPL Financial of Wynnewood, PA was suspended from FINRA membership for violations of Rule 9552
FINRA suspends Warren Rockmacher.
Warren Rockmacher, a registered representative from Trumbull, CT formerly with Investacorp was suspended from FINRA membership for violations of Rule 9552
Securities Fraud Lawyer Blog