Articles Posted in Disciplinary Actions

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FINRA bars James Ignatowich

James Ignatowich barred by FINRAJames Ignatowich, a registered representative from Delray Beach, FL, formerly with Newbridge Securities and Investor’s capital Corp. was suspended from FINRA membership for violations of Rule 9552

FINRA Rule 9552. Failure to Provide Information or Keep Information Current

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Robert DePalo suspended by FINRA.

Robert DePalo suspended by FINRARobert DePalo, a registered representative from Brookville, New York, formerly with McBarron Capital of Greenwich, CT  was suspended from FINRA membership for violations of Rule 9552

FINRA Rule 9552. Failure to Provide Information or Keep Information Current

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Alina Brindusescu suspended (subsequently barred) by FINRA

Alina Brindusescu suspended by FINRAAlina Brindusescu, a registered representative from Los Angeles, CA formerly with U.S. Bancorp Investments of Los Angeles  was suspended from FINRA membership for violations of Rule 9552

FINRA Rule 9552. Failure to Provide Information or Keep Information Current

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Rhonda Matthews  barred by FINRA

Rhonda Matthews barred by FINRARhonda Matthews , a registered representative from Wimberley, Texas a registered representative formerly with Prospera Financial Services and wells Fargo Advisors was suspended from FINRA membership for violations of Rule 9552

FINRA Rule 9552. Failure to Provide Information or Keep Information Current

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Justin Krutsinger  suspended by FINRA

Justin Krutsinger suspended by FINRAJustin Krutsinger , a registered representative from Westminster, Colorado a registered representative formerly with PFS Investments was suspended from FINRA membership for violations of Rule 9552

FINRA Rule 9552. Failure to Provide Information or Keep Information Current

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Bryon Glime  suspended by FINRA

Bryon Glime suspended by FINRABryon Glime , a registered representative from Federalsburg, Maryland a registered representative formerly with Capital Investment Group was suspended from FINRA membership for violations of Rule 9552

FINRA Rule 9552. Failure to Provide Information or Keep Information Current

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