CA Dept. of Business Oversight files action against Artec Global Media and Caleb Wickman The securities attorneys at The Law Office of David Liebrader have opened an investigation into the investment activity of Artec Global Media and Caleb Wickman, who are the subject of a regulatory filing (Desist and Refrain…
Alvin Cohen Michael Reinboth and Ralph Muscatelli subjects of CA Desist and Refrain Order The securities attorneys at The Law Office of David Liebrader have opened an investigation into the investment activity of Alvin Cohen Michael Reinboth and Ralph Muscatelli and their companies Encore Releasing, Incorporated Productions and Mammoth Film…
Wedbush Securities Bryan Gill activities subject of Nevada Secretary of State Order securities attorneys at The Law Office of David Liebrader have opened an investigation into the sales activity of Bryan Gill, a North Las Vegas based former registered representative and investment advisor formerly affiliated with Wedbush Securities, who was…
Former Securities America Broker Jeremy Kisner Conduct Subject of NV Secretary of State Action The securities attorneys at The Law Office of David Liebrader have opened an investigation into the sales activity of Jeremy Kisner, a Phoenix based investment advisor formerly affiliated with Securities America, and formerly doing business out…
Judgement against Ronald J. Robinson former CEO of Virtual Communications Corporation The Law Office of David Liebrader is pleased to announce a judgment in the Reva Waldo vs. Virtual Communications Corporation and Ronald J. Robinson case in Clark County, Nevada District Court after a bench trial before Judge Timothy Williams…
Woodbridge Mortgage Investment Fund of Sherman Oaks, California has been the subject of several regulatory actions concerning allegations that the firm used unlicensed individuals to sell unregistered securities. On November 1, 2017 the SEC initiated a proceeding to obtain information from Woodbridge Mortgage Investment Fund of Sherman Oaks, California seeking…
Conestoga Life Settlements Services, Conestoga International, Conestoga Trust and Conestoga Member Services were all named as related entities in a Wisconsin Department of Financial Institutions Division of Securities Cease and Desist Order involving insurance agents Jace McDonald, Peter Viater and Derek Anderson. The Order dated May 15, 2015 made findings…
Ryan Miguel, Infinity Fuels hit with cease and desist order in Arizona. On April 11, 2017 the Corporation Commissioner for the state of Arizona, acting through the Securities Division issued a cease and desist order against Ryan Miguel, a former registered representative with Merrill Lynch for violations of the Securities…
Marc Sarner of Beacon Financial Advisory Services Hit with Cease and Desist Order by California’s Department of Business Oversight On June 30, 2016 the State of California’s Department of Business Oversight issued a cease and desist order against Marc Sarner of Beacon Financial Advisory Services over allegations he participated in…
Derrick Stephens, D Stephens Management and Consulting, Lola Korneevets Hit with Cease and Desist Order by California’s Department of Business Oversight On June 22, 2016 the State of California’s Department of Business Oversight issued a cease and desist order against Derrick Stephens and D Stephens Management and Consulting over allegations…