The Law Office of David Liebrader has opened an investigation into sales by Cornerstone Wealth Management (Las Vegas) of structured notes, including structured notes sold at “free seminars.” At these seminars, which were given at restaurants in Las Vegas to seniors looking for safety of principal and retirement income, Cornerstone…
The securities attorneys at The Law Office of David Liebrader have opened an investigation into the securities sales by Marcel Pahmer, a registered representative affiliated with Centaurus Financial Inc. and Newport Wealth Advisors. The pending customer dispute that gives rise to this investigation concerns Marcel Pahmer’s sales of a number…
Las Vegas based cannabis company Integrated National Resources formerly known as Weedgenics was shut down by the SEC in May, 2023. The agency accused the company and its principals Max Bergman and Patrick Williams of running a $60 million Ponzi scheme. In court filings the SEC asked that Integrated National…
Jazzberry Digital Solutions investigation opened by The Law Office of David Liebrader Our office has become aware of an unregistered promissory note offering by a Simi Valley based company called Jazzberry Digital Solutions, Inc. Many of the notes were sold out of an insurance agency in Bakersfield, California. According to…
Centaurus Financial investigation into Structured CDs The securities attorneys at The Law Office of David Liebrader have opened an investigation into the securities related conduct of Centaurus Financial a registered FINRA broker dealer based in Anaheim, California. The pending customer disputes that gives rise to the investigation concern a number…
Cory Burnell Blueprint Wealth Partners Investigation The securities attorneys at The Law Office of David Liebrader have opened an investigation into the investment activity of Cory Burnell and Blueprint Wealth Partners, who are the subject of a regulatory filing (Consent Order) issued in September, 2019. The pending regulatory filling that…
Michael Carter Foresters Equity Services broker Woodbridge Mortgage Fund investigation The securities attorneys at The Law Office of David Liebrader have opened an investigation into the securities related conduct of Michael Carter a registered representative formerly affiliated with Foresters Equity Services in Henderson, Nevada. The pending investigation concerns investments made…
Activities of Ricardo Cabrera subject of Nevada Secretary of State’s Administrative Order against G.F. Investment Services. The securities attorneys at The Law Office of David Liebrader have opened an investigation into the sales activity of Ricardo Cabrera, a Las Vegas based investment advisor formerly affiliated with G.F. Investment Services as…
Michael Bayliss Investigation In August, 2019, a FINRA arbitrator panel sitting in Reno, Nevada made an award in excess of $700,000 in favor of an investor in the Michael Bayliss Wealth Strategies Fund. The award was made against TD Ameritrade for failing to properly vet the Michael Bayliss investment. Among…
Lucia Securities investigation into variable annuity and non-traded REIT sales The securities attorneys at The Law Office of David Liebrader have opened an investigation into the sale of illiquid and high risk securities by a Henderson, NV based FINRA registered representative with Lucia Securities (aka Lucia Capital Croup). The pending…