Securities Fraud Lawyer Blog
Former Securities America Broker Jeremy Kisner Conduct Subject of NV Secretary of State Action
The securities attorneys at The Law Office of David Liebrader have opened an investigation into the sales activity of Jeremy Kisner, a Phoenix based investment advisor formerly affiliated with Securities America, and formerly doing business out of an unlicensed branch office in Las Vegas. Kisner has been the subject of at least one customer complaint that went to arbitration, resulting in an award to the customer.
The administrative action that gives rise to this investigation is the NV Secretary of State (Securities Division) administrative order dated March 5, 2018: In the matter of Securities America, Inc.” In its findings of fact, the Securities Division found that Jeremy Kisner, while licensed with Securities America did business out of an unlicensed branch office on Hillwood Drive in Las Vegas. According to the finding of fact in the order, the same location housed four businesses: American Dream U, Nevada Benefits (Surevest Capital and Financial Services and Investment corporation. Mr. Kisner has been affiliated with Surevest Wealth Management since 2009, and was the subject of a separate Nevada Secretary of State regulatory action in 2009 regarding Surevest.
As a result of Jeremy Kisner conducting business out of an unlicensed branch location, Securities America was found to have been operating an unlicensed branch office in violation of the Nevada Securities Act and was ordered to pay a fine and the costs of the investigation. Jeremy Kisner terminated his affiliation with Securities America in January, 2018.
Jeremy Kisner registration and disciplinary history
In order to lawfully sell investments to the public, an individual must either be registered or exempt from registration. FINRA maintains a database that the public can access to check the credentials of firms and their financial advisors. The website, also known as broker check has a listing for Jeremy Kisner, who was the subject of a customer complaint in 2011, as well as a regulatory action relating to Surevest.
If you are the victim of investment fraud, or have had your account over concentrated in illiquid private placements please call The Law Office of David Liebrader at (702) 380-3131 for a free, confidential consultation to discuss your legal rights and options. Our firm takes cases on a straight contingency fee, with no money up front, and no money owed unless there is a recovery.
There is no charge for the initial consultation, so call (702) 380-3131 today to speak with an experienced securities attorney who will fight to recover your losses.
The Law Office of David Liebrader practices exclusively in the field of investment loss recovery. For the past 23 years, we have dedicated our law practice to assisting investors who have been victims of investment fraud via fraudulent and unsuitable investment transactions. During that time we have recovered money for over one thousand individuals, pension plans, trusts and companies. The recoveries we have obtained via judgments, awards and settlements on behalf of our clients exceed $40,000,000.